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Course Outline

Learning objectives

Upon completion of this training course, participants will be able to:

  • Articulate the fundamental concepts and principles of an AI management system in accordance with ISO/IEC 42001.
  • Interpret ISO/IEC 42001 requirements for an AI management system from an auditor's perspective.
  • Evaluate the conformity of an AI management system to ISO/IEC 42001 standards based on core audit concepts and principles.
  • Plan, execute, and close an ISO/IEC 42001 compliance audit, adhering to ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and established auditing best practices.
  • Manage an ISO/IEC 42001 audit program.

Outline

Day 1: Introduction to the artificial intelligence management system and ISO/IEC 42001

Day 2: Audit principles and the preparation for and initiation of an audit

Day 3: On-site audit activities

Day 4: Closing of the audit

Day 5: Certification Exam

Examination

The “PECB Certified ISO/IEC 42001 Lead Auditor” exam complies with the requirements of the PECB Examination and Certification Program (ECP). It assesses the following competency domains:

Domain 1: Fundamental principles and concepts of an AI management system

Domain 2: AI management system requirements

Domain 3: Fundamental audit concepts and principles

Domain 4: Preparing an ISO/IEC 42001 audit

Domain 5: Conducting an ISO/IEC 42001 audit

Domain 6: Closing an ISO/IEC 42001 audit

Domain 7: Managing an ISO/IEC 42001 audit program

For detailed information regarding exam formats, available languages, and other specifics, please refer to the List of PECB Exams and the Examination Rules and Policies.

Certification

PECB ISO/IEC 42001 Certification Path and Requirements

After successfully passing the exam, you may apply for one of four professional credentials, depending on your experience level. All credentials require passing the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or an approved equivalent) and signing the PECB Code of Ethics.

1. Certified ISO/IEC 42001 Provisional Auditor

Suitable for newcomers to the field who have mastered theoretical knowledge but lack practical auditing or industry experience.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: None required

  • Management System Audit Experience: None required

  • Additional Requirement: Sign the PECB Code of Ethics

2. Certified ISO/IEC 42001 Auditor

Designed for professionals with a foundational level of experience in artificial intelligence management and auditing.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Two years total, including at least one year of specific work experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A minimum total of 200 hours of qualifying audit activities

  • Additional Requirement: Sign the PECB Code of Ethics

3. Certified ISO/IEC 42001 Lead Auditor

The standard credential for experienced professionals qualified to plan, lead, and manage AI management system audit teams.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Five years total, including at least two years of specific work experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A minimum total of 300 hours of qualifying audit activities

  • Additional Requirement: Sign the PECB Code of Ethics

4. Certified ISO/IEC 42001 Senior Lead Auditor

The highest tier for expert practitioners with comprehensive, long-term leadership experience in auditing AI frameworks.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Ten years total, including at least seven years of specific work experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A minimum total of 1,000 hours of qualifying audit activities

  • Additional Requirement: Sign the PECB Code of Ethics

Note on Qualifying Audit Activities: To be considered valid by PECB, your audit hours must follow best practices and should include activities such as audit planning, managing an audit program, drafting audit or nonconformity reports, conducting on-site audits, and leading an audit team.


https://pecb.com/en/education-and-certification-for-individuals/iso-iec-42001/iso-iec-42001-lead-auditor

General

  • Certification and examination fees are included in the price of the training course.
  • Participants will receive training course materials containing over 450 pages of explanatory information, examples, best practices, exercises, and quizzes.
  • An attestation of course completion worth 31 CPD (Continuing Professional Development) credits will be issued to participants who attend the training course.
  • In case candidates fail the exam, they can retake it within 12 months following the initial attempt for free.

Requirements

To participate in this training course, candidates must possess a foundational understanding of ISO/IEC 42001 as well as key principles and concepts related to artificial intelligence.

Who Should Attend?

This training is designed for:

  • Auditors (internal or external) looking to specialize in AI management system auditing.
  • Managers or consultants aiming to master the audit process for AI management systems.
  • Professionals responsible for ensuring organizational conformity with AI management system requirements.
  • Expert advisors specializing in AI management.
  • Professionals involved in analyzing and interpreting business requirements for AI implementation.
  • Individuals engaged in the development, implementation, and architectural design of AI solutions.
 35 Hours

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