ISO 37301 Compliance Management System Training Course
ISO 37301 is an international standard outlining the requirements for establishing, developing, implementing, evaluating, maintaining, and improving an effective compliance management system (CMS).
This instructor-led live training, available either online or onsite, is designed for beginner to intermediate-level professionals who wish to understand, implement, or audit a compliance management system based on ISO 37301.
By the end of this training, participants will be able to:
- Grasp the structure, purpose, and scope of ISO 37301.
- Implement the core elements of a compliance management system (CMS).
- Identify compliance risks and opportunities throughout the organization.
- Integrate ISO 37301 CMS with existing governance, risk, or ISO systems.
Format of the Course
- Interactive lectures and discussions.
- Hands-on exercises and real-world case studies.
- Group activities and compliance scenario simulations.
Course Customization Options
- For a customized training version of this course, please contact us to arrange details.
Course Outline
Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301 and its purpose.
- Principles of compliance: integrity, accountability, transparency.
- Differences between ISO 19600 and ISO 37301.
Context of the Organization and Leadership
- Understanding the organization's external and internal context.
- Top management responsibilities and leadership role.
- Establishing a compliance policy and objectives.
Planning and Support Functions
- Assessing compliance risks and setting mitigation strategies.
- Competence, awareness, and communication requirements.
- Documentation and resource requirements for CMS.
Operational Controls and Compliance Processes
- Establishing operational procedures and responsibilities.
- Outsourcing and third-party compliance considerations.
- Documenting compliance obligations and controls.
Monitoring, Evaluation, and Reporting
- Compliance performance measurement and KPIs.
- Conducting internal audits and compliance assessments.
- Compliance reporting and escalation processes.
Management Review and Continuous Improvement
- Reviewing system performance and leadership input.
- Addressing noncompliance and corrective actions.
- Ensuring continual improvement of the CMS.
Certification, Integration, and Future Readiness
- Steps for ISO 37301 certification and third-party audits.
- Integration with ISO 37001, ISO 9001, or ISO 27001.
- Emerging compliance trends and digital governance.
Summary and Next Steps
Requirements
- A foundational understanding of compliance and risk-related concepts.
- Familiarity with management system standards.
- Experience in regulatory, legal, or internal control functions.
Audience
- Compliance officers and internal control managers.
- Auditors, legal advisors, and risk professionals.
- Senior managers and governance leaders aiming to ensure compliance integrity.
Open Training Courses require 5+ participants.
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Testimonials (1)
Theory followed by practical examples and exercices. Job well done!
Vincenzo Delle Donne - Department of National Defence
Course - ISO 37301 Compliance Management System
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