ISO 37301 Compliance Management System Training Course
ISO 37301 is an international standard that outlines the requirements for setting up, developing, implementing, evaluating, maintaining, and enhancing an effective compliance management system (CMS).
This instructor-led, live training (available online or on-site) is designed for professionals at beginner to intermediate levels who want to understand, implement, or audit a compliance management system based on ISO 37301.
By the end of this training, participants will be able to:
- Grasp the structure, purpose, and scope of ISO 37301.
- Implement the essential components of a compliance management system (CMS).
- Recognize compliance risks and opportunities throughout the organization.
- Integrate ISO 37301 CMS with existing governance, risk, or other ISO systems.
Format of the Course
- Interactive lectures and discussions.
- Practical exercises and real-world case studies.
- Group activities and compliance scenario simulations.
Course Customization Options
- For a customized training session for this course, please contact us to arrange.
Course Outline
Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301 and its purpose
- Principles of compliance: integrity, accountability, transparency
- Difference between ISO 19600 and ISO 37301
Context of the Organization and Leadership
- Understanding the organization's external and internal context
- Top management responsibilities and leadership role
- Establishing a compliance policy and objectives
Planning and Support Functions
- Assessing compliance risks and setting mitigation strategies
- Competence, awareness, and communication requirements
- Documentation and resource requirements for CMS
Operational Controls and Compliance Processes
- Establishing operational procedures and responsibilities
- Outsourcing and third-party compliance considerations
- Documenting compliance obligations and controls
Monitoring, Evaluation, and Reporting
- Compliance performance measurement and KPIs
- Conducting internal audits and compliance assessments
- Compliance reporting and escalation processes
Management Review and Continuous Improvement
- Reviewing system performance and leadership input
- Addressing noncompliance and corrective actions
- Ensuring continual improvement of the CMS
Certification, Integration, and Future Readiness
- Steps for ISO 37301 certification and third-party audits
- Integration with ISO 37001, ISO 9001, or ISO 27001
- Emerging compliance trends and digital governance
Summary and Next Steps
Requirements
- An understanding of compliance and risk-related concepts
- Familiarity with management system standards
- Experience in regulatory, legal, or internal control functions
Audience
- Compliance officers and internal control managers
- Auditors, legal advisors, and risk professionals
- Senior managers and governance leaders seeking to ensure compliance integrity
Open Training Courses require 5+ participants.
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Testimonials (1)
Theory followed by practical examples and exercices. Job well done!
Vincenzo Delle Donne - Department of National Defence
Course - ISO 37301 Compliance Management System
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