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 Duration 14 hours

Course Outline

Introduction to ISO 37301 and Compliance Management

  • Overview of ISO 37301 and its objectives
  • Core compliance principles: integrity, accountability, and transparency
  • Key distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Analyzing the organization’s internal and external environment
  • The role of top management responsibilities and leadership
  • Defining the compliance policy and setting clear objectives

Planning and Support Mechanisms

  • Evaluating compliance risks and formulating mitigation strategies
  • Requirements for competence, awareness, and communication
  • Documentation and resource needs for the CMS

Operational Controls and Compliance Workflows

  • Defining operational procedures and assigning responsibilities
  • Considering compliance for outsourcing and third-party relationships
  • Recording compliance obligations and controls

Monitoring, Assessment, and Reporting

  • Measuring compliance performance through KPIs
  • Performing internal audits and compliance evaluations
  • Establishing compliance reporting and escalation protocols

Management Review and Continuous Enhancement

  • Reviewing system performance and gathering leadership insights
  • Resolving noncompliance issues and implementing corrective actions
  • Driving the continual improvement of the CMS

Certification, Integration, and Future Preparedness

  • The process for ISO 37301 certification and third-party audits
  • Harmonizing with ISO 37001, ISO 9001, or ISO 27001
  • Emerging compliance trends and the role of digital governance

Conclusion and Recommended Next Steps

Requirements

  • A foundational grasp of compliance and risk-related principles
  • Knowledge of management system standards
  • Practical experience in regulatory, legal, or internal control roles

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal counsel, and risk specialists
  • Senior executives and governance leaders focused on upholding compliance integrity

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